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Special Lecture
Cardioprotection Afforded by Ischemic Preconditioning
Eduardo Marban, M.D.
The Johns Hopkins University
Institute of Molecular Cardiobiology
Baltimore, MD
  • Ion Channels in Ischemic Preconditioning
  • Mechanistic Hypothesis
  • Working Hypothesis


  • The concept of preconditioning for protection against myocardial infarction has been extended to protection against other forms of ischemic injury, such as stunning and arrhythmia. Preconditioning is a paradoxical phenomenon that involves a brief period of ischemia, followed by a period of reperfusion, then a long ischemia, which results in a smaller infarct, despite the fact that the total ischemic burden is longer.

    This phenomenon is of interest because it is paradoxical, biologically important, and has practical value. By understanding the mechanism of ischemic preconditioning, it may be used in a beneficial manner in patients with coronary artery disease, particularly those at high risk of a future ischemic event, in settings such as high-risk coronary angioplasty or in cardiac surgery. Further, it might be possible to treat patients with multiple risk factors, in a manner similar to statins being used for patients without a primary cholesterol disorder, with the expectation of improved functional recovery and a decrease in arrhythmias and tissue injury, if preconditioning was well understood and an inexpensive, well-tolerated drug developed.





    Ion Channels in Ischemic Preconditioning


    ATP-sensitive potassium channels have been implicated in the mechanism of preconditioning by the mutually exclusive phenomena that genuine preconditioning can be blocked by full protection with KATP channel openers and that maximal cardioprotection by these channel openers cannot be supplemented by genuine preconditioning and by the fact that both are blocked by KATP channel blockers.

    The ATP-sensitive potassium channel first discovered in Japan and extensively studied, mitochondrial KATP, not surface KATP channels, are thought to be primarily involved in preconditioning. This is based on work by many investigators that show the mitochondrial KATP channel agonist, diazoxide, is cardioprotective. The mitochondrial KATP channel blocker, 5-hydroxydecanoate (5-HD), which appears to be selective for the mitochondria in heart cells, blocks preconditioning. The surface agonist P-1075 does not cardioprotect and the surface inhibitor HMR1098 does not interfere with preconditioning.

    The ability of protein kinases, specifically protein kinase C (PKC), and the ability of adenosine as a trigger to regulate the mitochondrial KATP channels were explored. In isolated ventricular myocytes prior exposure to phorbol mirastyl acetate (PMA), an activator of PKC, abbreviated the latency and increase the amplitude of the response to diazoxide. Adenosine also abbreviated the period of latency and increased the amplitude of the diazoxide response. These effects were blocked by the A1 receptor antagonist sulfa phenol theophylline. The increase in flavoprotein fluorescence could be blocked by 5-HD, even after adenosine administration, and the effects of adenosine were antagonized by polymixin B, a PKC inhibitor. Adenosine was shown in other work to be cardioprotective, and the cardioprotection was abolished by 5-HD (the mitochondrial blocker) but not affected by HMR-1098 (a surface blocker).

    The revised mechanism of preconditioning, therefore, involves the same upstream factors, but the importance has shifted to the mitochondrial KATP channel. PKC can regulate the surface KATP channels, which may have some role in vivo where the heart is repetitively undergoing excitation, contraction and coupling. However, since the work by Marban and colleagues has been mostly in isolated ventricular myocytes that are electrically quiescent and biased to the possibility of mitochondrial cells playing the dominant role, the contribution of the surface KATP channels in vivo cannot be excluded. Yet, it is clear that cardioprotection can be obtained simply by stimulating mitochondrial KATP channels in isolated myocytes.

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    Mechanistic Hypothesis


    Marban and colleagues have hypothesized that the opening of mitochondrial KATP channels may suppress apoptosis and thereby decreases the total amount of cell death during myocardial infarction. It is known that mitochondrial KATP channels protect against cell death during ischemia and reperfusion, that mitochondria feature prominently in apoptosis, and increasing evidence suggests that apoptosis contributes to myocardial infarction.

    Apoptosis is a genetically-programmed process of active form of cell suicide that is critical physiologically in tissue homeostasis and differentiation. Apoptosis may also be important pathologically in a variety of human diseases, including ischemic heart disease. Accelerated apoptosis may contribute to some of the vascular wall injury associated with atherosclerosis and although controversial, apoptosis has been argued to be involved in heart failure.

    The mitochondrial death pathway, known to be operative in myocardial cells, and the death receptor pathway are the two general pathways for apoptosis triggering. Mitochondria, which comprise by volume 35% of myocardial cells, lose cytochrome C, which is followed by activation of caspases (proteases specific for the apoptotic cascade) as a result of stress (oxidative, calcium overload, UVA radiation, etc). Apoptosis then continues and the cell autodigests and breaks up its own DNA. Marban and colleagues conceive of the possibility that any of these stressors could lead to the opening of peri-apoptotic channels, the release of cytochrome C, activation of downstream caspases, cleavage of death substrates, and apoptosis.

    In parallel, necrosis may occur and in real infarct it is likely there is a mixture of apoptosis and necrosis. The extent of apoptosis and the cells in the pathway may be more fragile and susceptible to necrosis. Studies conducted by Marban and colleagues established the basic finding that apoptosis is occurring with hydrogen peroxide and that apoptosis is inhibited by diazoxide and that the protective effect is blocked by 5-HD. Studies have shown that the upstream cytochrome C, which is usually retained within the mitochondria, after exposure to hydrogen exposure is evenly distributed through the cytosol and the nuclei become shrunken and pyknotic. 5-HD at least partially blocks against the protective effect of diazoxide. Caspase 3 is activated by peroxide, but diazoxide markedly inhibits the activation of caspase 3 and 5-HD blocks the protective effect.

    Marban and colleagues showed that mitochondrial depolarization is one of the initial steps in the apoptotic cascade by using mitochondrial membrane potential indicators. Under exposure to oxidant stress nearly all the cells their mitochondrial inner membrane potential. However, diazoxide was very protective and significantly reduced the number of cells that lost their membrane potential. Diazoxide also exerts a very potent protective effect on neurons—very interesting in terms of brain ischemia, for which effective treatment is limited. Diazoxide was shown to be very neuroprotective in cultured neonatal rat cerebellar granule neurons. 5-HD blocked that neuroprotection. Marban and colleagues have also found that pinacidil and nicorandil are protective and that glibenclamide blocks that protection.

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    Working Hypothesis


    During myocardial infarction, cells die both by apoptosis and necrosis, pathways that may interact. About 48 hours is required to obtain a good estimate of myocardial infarction after coronary occlusion in vivo. Although necrotic cell death should be complete sooner than that, apoptosis is thought to contribute to cells continuing to die during the 48-hour period. Intense TUNEL positivity is found when looking directly for apoptotic nuclei in the post-ischemic myocardium. Broad-spectrum caspase inhibitors have been shown to be protective against myocardial infarction. Transgenic mice that overexpress a protective kinase, known to decrease apoptosis, have markedly decreased infarct sizes. Based on this evidence, Marban and colleagues believe that at least during relatively brief myocardial infarction cells die both by apoptosis and necrosis. It is also known that drugs that recruit pharmacologic cardioprotection inhibit apoptosis by oxidative stress, a prominent feature of ischemia and reperfusion.

    Thus, their working hypothesis is that preconditioning is due to the inhibition of apoptosis induced by ischemia and reperfusion. In virgin myocardium, more and more cells die during the progression from long ischemia to short ischemia. They conjecture that the relative contribution of apoptosis is most prominent after brief ischemia, and that necrosis is more prominent after prolonged ischemia. Preconditioning and the protective drugs are extending the viability of the myocardium and may be doing this by suppressing the apoptotic component of cell death.

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