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Presidential Lecture
Heart Failure as a Maladaptive Consequence of Cardiac Hypertrophy
Shigetake Sasayama, M.D., Ph.D.
Kyoto University
Kyoto, Japan
  • Physiological and Structural Changes
  • Inciting Events in Development of Heart Failure
  • Myocarditis Precipitates Dilated Cardiomyopathy
  • Proinflammatory Cytokines
  • RAS and Transition to Heart Failure
  • Endothelin-1
  • Mast Cells
  • Path from Hypertrophy to Heart Failure


  • The maladaptive consequences of cardiac hypertrophy constitute important underlying mechanisms of the syndrome of heart failure. This lecture reviewed the body of animal and clinical research of adaptive and maladaptive hypertrophy conducted by Sasayama and colleagues throughout his career and related the findings with new treatment approaches.





    Physiological and Structural Changes


    The left ventricle (LV) can augment its performance during chronic volume overload with no further use of the Frank-Starling mechanisms, and hypertrophy is the primary adaptive mechanism to maintain wall stress within a certain limit. These findings are supported by serial studies with left ventriculography that revealed progressive dilation of the LV chamber and a moderate increase in the LV wall thickness during chronic volume overload in the canine model. The mean velocity of the circumferential shortening showed no appreciable change, and the wall stress was elevated markedly in the early stage but gradually decreased with the development of hypertrophy. Serial studies in the canine model also indicated that hypertrophy does not necessarily result in depressed contractility.

    In the clinical setting, it was shown that the moderately hypertrophied ventricle exhibits hyperfunction as a pump, but does not have intrinsic depression of cardiac contractility, while the contractility of the ventricle with advanced hypertrophy was substantially decreased.

    The sequence of events during the development of hypertrophy comprises three stages. Stage one is myocardial damage and impairment of contractility; two, stable hyperfunction, in which normal myocardial function is restored; three, gradual deterioration of myocardial function leading to overt heart failure.

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    Inciting Events in Development of Heart Failure


    Figure 1. The end systolic pressure volume relations changes are consistent with substantial contractile depression.
    Click to enlarge
    No consensus exists regarding the factors responsible for the transition from compensated hypertrophy to heart failure, despite repeated descriptions of decompensated hypertrophy. Sasayama and colleagues developed an experimental rat model that permitted the evaluation of the sequence of ventricular responses to a sustained increase in workload. The changes in the end systolic pressure volume relations, shown in Figure 1, were consistent with substantial contractile depression.

    The importance of understanding inciting events rather than the terminal results is supported by the findings from studies with this experimental rat model, as the changes en route to heart failure occurred in a compensatory manner as early as 11 weeks. The initial event is the influx of calcium into the myocytes through the sarcolemmal calcium channels, triggering the release of the activator calcium from the local pool. In the failing stage, there was a definite ventricular dysfunction with a reduced peak level of tension development with a marked delay in the tension decay. These changes were associated with corresponding changes in the calcium transient. Impaired contractile response to beta adrenergic stimulation in the failing heart was primarily assigned to a decreased number of beta receptors and an increase in inhibitory G1 protein in the failing heart compared to the control animals; changes that occurred in the compensatory stage.

    Elevated circulating levels of cytokines have been noted in patients with chronic heart failure. A growing body of evidence shows that a major subset of heart disease may be expressed via nonlethal alteration in myocyte function induced by immune cells and their cytokines. Data from Sasayama and colleagues show that plasma TNF-alpha levels are elevated in a large percentage of patients with acute myocarditis and dilated and hypertrophic cardiomyopathies, and that in patients with dilated cardiomyopathy cytokines such as IL-beta, IL-2, interferon gamma, and TNF-alpha were significantly upregulated.

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    Myocarditis Precipitates Dilated Cardiomyopathy


    Dilated cardiomyopathy (DCM) constitutes the most common cause of heart failure, and it has long been postulated that myocarditis may precipitate DCM. Work by Sasayama and colleagues showed in a murine model that three months after myocarditis virus infection that heart rate increased with further dilation of ventricular chamber, and hypertrophy and interstitial fibrosis developed in the absence of an acute inflammatory process. The heart assumed the characteristic pattern of DCM, and the failing heart was characterized by a downward shift of the end systolic pressure volume relation and diastolic dysfunction with an upward shift of the diastolic pressure volume relations. Il-1 beta and TNF-alpha were upregulated within three days of infection, whereas serine infiltration was not apparent. Il-2 and interferon gamma then became detectable with a substantial increase in serine infiltration. Expression of all of the cytokines peaked on day 7 but persisted for 80 days, even when the infectious virus was not longer serologically detectable. Further study showed that the cytokines initiate beneficial cell-protective immune responses in the acute phase, but the sustained induction of cytokines is detrimental and produces destructive immune responses directed against the myocardium.

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    Proinflammatory Cytokines


    Figure 2. In animal studies, mechanical stress resulted in gene expression of cytokines in stretched endothelial cells compared to static control cells.
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    Figure 3. A positive correlation was seen between IL-1 beta mRNA and ventricular mass, chamber size, and ANP mRNA and an inverse relation was seen with fractional shortening.
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    Mechanical stress was shown in animal studies to result in gene expression of cytokines. Figure 2 shows that IL-8 and MCP-1 were significantly upregulated in stretched endothelial cells compared to static control cells. MCP-1 mRNA was augmented in the compensated hypertrophic rat at 11weeks and further upregulated in failing hearts at 18 weeks. MCP-1 is a member of the chemokine family that activates T lymphocytes. The recruitment of monocytes and macrophages by these chemokines may be a pivotal step for the expression of cytokines. The amount of IL-1 beta mRNA showed a clear positive correlation with ventricular mass, chamber size, and ANP mRNA and was inversely related with fractional shortening (Figure 3). IL-1 beta caused myocyte growth with re-expression of fetal genes and importantly modified the remodeling process and ventricular function. Studies revealed that a cytokine inhibitor specific for IL-1 beta significantly improved survival in a rat model of pressure-overload hypertrophy.

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    RAS and Transition to Heart Failure


    The renin angiotensin system (RAS), including angiotensin II, angiotensinogen, and ACE inhibitors, were upregulated at 11 weeks in the rat model of pressure overload hypertrophy—findings that are consistent with the hypothesis that locally-produced angiotensin II may act as an endogenous growth factor in the myocardium. RAS activation remains at the same level in the failing heart, this angiotensin II does not appear to be a critical factor mediating the transition to heart failure.

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    Endothelin-1


     
    Figure 4. Endothelin-1 (ET-1) concentrations were markedly increased as the heart transitioned from hypertrophy to heart failure.
     

    Figure 5. GATA-5 expression was markedly elevated in the failing heart showing it to have the strongest transactivation ability for the ET-1 promoter in animal studies.
    Click to enlarge

    Figure 6. Functional and hemodynamic parameters were significantly improved with bosentan and temocapril. Bosentan had no effect on ventricular mass in contrast to temocapril.
    Click to enlarge

    Serum and myocardial concentrations of endothelin-1 (ET-1) were markedly increased four-fold and five-fold, respectively, during the transition from compensated hypertrophy to heart failure in the pressure overload hypertrophic model (Figure 4). Thus, myocardial synthesis of ET-1 was considered to play a significant role in the transition from compensated hypertrophy to heart failure. Local synthesis of ET-1 was found to be mediated by acetylated conversion from big ET-1 to ET-1 in the rat cardiac myocyte.

    Endothelin converting enzyme (ECE-1) mRNA was not affected in compensated hypertrophy, but was significantly upregulated in the failing heart. ECE-1 was therefore considered to play a significant role in increasing the conversion from big ET-1 to ET-1 during the development of heart failure. Experiments of the transcriptional activity of ET-1 promoter in the upregulated expression of ET-1 in the myocardial cells showed that mutation of the GATA motif in the ET-1 promoter reduced the basal transcriptional activity by half and completely abolished the phenylephrine-mediated increase in transcription. Thus, GATA was considered essential for full transcriptional activity of ET-1. GATA-5 was shown to have the strongest transactivation ability for the ET-1 promoter (Figure 5), and its expression was markedly elevated in the failing heart. GATA-5 was thus considered to importantly relate to intranuclear signal transduction of ET-1 expression in the myocardial cells and the development of heart failure.

    A significant improvement in survival was seen in the compensated hypertrophic rat with an ET receptor antagonist (bosentan) and with an ACE inhibitor (temocapril), compared to complete mortality of the entire control group by 19 weeks. Bosentan and temocapril significantly improved the functional and hemodynamic parameters, but bosentan, in contrast to temocapril, did not affect ventricular mass (Figure 6). The beneficial effects the ET receptor antagonist was considered to be mediated exclusively by improvement of ventricular dysfunction, while the effect of the ACE inhibitor was related to the improvement in remodeling.

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    Mast Cells


    Mast cells are increasingly becoming of interest in terms of the cytokine-mediated inflammatory process and response. Mast cells are multifunctional that contain various mediators, such as histamine, protease, or leukotriene. Work from Italy shows that myocardial mast cell density is significantly higher in the failing heart with cardiomyopathy, and that the mast cell count can be reduced with an ACE inhibitor. Clear correlations between the number of mast cells and cellular fractions were seen. Therefore, mast cells are considered to play a significant role in the remodeling process and the progression of heart failure. Studies showed that mast cell granules decreased the survival of rat cardiac myocytes in a concentration-dependent manner. Electron microscopy revealed several membrane-bound cellular fractions of various sizes containing cytoplasm and structure of well-preserved organelles—indicating that mast cells cause myocyte death by apoptosis. Mast cells are considered to be importantly related to the progression of heart failure by producing systolic dysfunction with loss of myocytes by apoptosis and diastolic dysfunction with proliferation of fibroblasts.

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    Path from Hypertrophy to Heart Failure


    Figure 7. The mechanisms known to be involved in the transition from hypertrophy to heart failure.
    Click to enlarge
    The known mechanisms involved in the transition from hypertrophy to heart failure are summarized in Figure 7. Briefly, mechanical overload or inflammatory insult activates various second messenger systems and induces various oncogenes. Myocardial stretch also activates the autocrine release of angiotensin II, which synergistically activates an intracellular protein kinase cascade and induces various growth factors. Cardiac hypertrophy then develops, which undergoes various physiological or biochemical changes, including calcium degrading protein, calcium transient, and local expression of ET-1. These changes result in contractile depression and finally overt heart failure. These pathophysiologic stages increase the mast cell density in the myocardium, and myocardial stretch and mast cells induce the chemotactic factors for macrophages. The recruited macrophages may be a major source of cytokines, which accelerate myocardial growth and remodeling and are responsible for reduced myocyte function. Mast cells also induce cytokines and are directly related to the development of heart failure.

    The traditional concept of the length-tension relationship has been shown to be more complex through animal studies by Sasayama and colleagues and other investigators. The modern therapeutic approach to heart failure may focus on eradicating the maladaptive signaling identified in these studies and focus on cell targets. The redundancy of the signaling pathways makes it difficult to completely inhibit a maladaptive response by a single measure.

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