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Special Lecture
Proliferative Signaling and Disease Progression in Heart Failure
Arnold M. Katz, M.D.
University of Connecticut School of Medicine
Dartmouth Medical School
Norwich, Vermont
  • Functional Signaling
  • Proliferative Signaling and Adaptive Hypertrophy
  • Phenotypes of Hypertrophy
  • Therapeutic Approaches for Both Pathways


  • Katz defines heart failure as a clinical syndrome in which heart disease reduces cardiac output, increases venous pressure (hemodynamic abnormality), and is accompanied by molecular abnormalities that cause progressive deterioration of the failing heart and premature myocardial cell death. Therapy for heart failure involves knowledge of its increasingly complex physiology and pharmacology, and how these modify functional and proliferative signaling.

    Functional and proliferative signaling are not two distinct mechanisms, and the key to understanding the management of heart failure requires understanding the crossovers between these mechanisms.





    Functional Signaling


    Functional signaling, specifically the neurohumoral response, has at least three components. First is the short-term functional response, that is, the hemodynamic defense reaction. Factors involved in this response are salt and water retention mediated by angiotensin II, vasopressin, and aldosterone; vasoconstriction, mainly norepinephrine and alpha-adrenergic, angiotensin II, endothelin, and to some extent vasopressin; and cardiac stimulation, beta-adrenergic stimulation of the heart. Second is the proliferative response, that is, the hypertrophic response that produces an altered phenotype and apoptosis, stimulated by cell deformation, cytoskeletal abnormalities, changes in cell adhesion molecules and various growth factors. Most mediators of the hemodynamic defense reaction also modify proliferative signaling. Third is the inflammatory response, mediated by cytokines, which includes a long-term proliferative response.

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    Proliferative Signaling and Adaptive Hypertrophy


    A stimulus of cardiac overload results in hypertrophy, mediated by cell deformation, growth factors, cytokines, and calcium and neurohumoral mediators. This begins as adaptive growth, which yields more sarcomeres and thereby reducing the load on each sarcomere. The hypertrophic response initially is totally adaptive and can normalize wall stress. However, maladaptive hypertrophy, which accelerates cell death and increases the load on the remaining cells, is also occurring and causes patients with heart failure continue to deteriorate.

    Four factors, at least, are mechanistically involved in overload-induced cardiomyopathy. These are necrosis, a functional response; altered phenotype and apoptosis, a proliferative response; and cytokine effects, primarily a proliferative response. In the functional response there is energy starvation due to increased energy demands on the individual cells, decreased energy supply, reduced coronary flow, and mitochondrial damage. Membrane damage is caused by oxygen free radicals and lipid accumulation that causes cell death. In the altered phenotype, the heart changes size and shape. At the molecular level, there is reversion to the fetal phenotype, which reduces contractility and relaxation and impairs energy production. Cells change in size and shape, with cell elongation or remodeling being the most important, which increases energy demand by the Law of LaPlace and cell thickening that reduces energy supply due to the change in architecture.

    Apoptosis, a regulated process that does away with old cells as new cells are grown, is particularly deadly in the heart where adult cardiac myocytes do not normally divide. If these cells are stimulated to grow, either by cytoskeletal deformation, growth factors, or neurohumoral factors, the cardiac myocytes become larger. This shortens the life expectancy of the cells, and they become susceptible to necrosis and probably apoptosis. This maladaptive hypertrophy occurring in the cells of the patient with heart failure is the major problem in heart failure.

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    Phenotypes of Hypertrophy


    Familial hypertrophic cardiomyopathy, volume overload, dilated cardiomyopathies, pressure overload, regional wall abnormality caused by myocardial infarction, and athlete’s heart are different phenotypes of hypertrophy. At the molecular level there is exercise-induced hypertrophy with changes in myosin ATPase and hypertensive hypertrophy with overexpression of the beta myosin heavy chain. At a cellular level, hypertrophy causes about a two-fold increase in cell size. Different signal transduction pathways also exist. Cell deformation is probably the most important clinical factor causing hypertrophy. When a cell is stretched it sends a signal that goes into the nucleus and causes transcription factor activation.

    MAP kinase pathways, intracellular regulatory systems, are stimulated by different factors, including cell deformation, growth factors, cytokines, and various mediators of the neurohumoral response. Studies have shown that different types of cell deformation produce different types of activation of the proliferative signaling MAP kinases and that there is a great deal of discrimination between mechanical stress. Cytokine levels are significantly elevated in patients with chronic heart failure as part of an inflammatory response. The effect of the elevated cytokines in heart failure is unclear, because cytokines cause inflammation, cell proliferation, apoptosis, and hypertrophy and activate a number of pathways.

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    Therapeutic Approaches for Both Pathways


    Vasodilators are beneficial in the short term with their functional response of unloading the failing heart, increasing cardiac output and reducing energy expenditure. However, the long-term results with vasodilators are puzzling. The combination of hydralazine and isosorbide dinitrate in the V-HeFT I and II studies had a small beneficial effect that was gone after five years. ACE inhibitors make patients better over the long-term in the clinical trials. Angiotensin receptor blockers are nearly as beneficial as the ACE inhibitors. Amlodopine, a long-acting calcium channel blocker, has been shown to be safe, but does not effect survival. Alpha blockers, such as prazosin, probably are harmful in the setting of heart failure. The short-acting L-type calcium channel blockers should not be used as they appear to cause significant harm, but there are no long-term clinical trials.

    The benefit seen with ACE inhibitors seems to be related to crossover between functional and proliferative signaling. Angiotensin is also a growth factor, and the SAVE trial with enalapril showed that enalapril inhibited remodeling in patients after a myocardial infarction. However, pooled data from Greenberg and colleagues show that although the ACE inhibitor initially blocked the growth response, whereas in placebo patients left ventricular mass continued to progressively increase. However, with time the ACE inhibitor-treated patients also suffered progressive hypertrophy and death. Treatment with an ACE inhibitor seems to be only palliative.

    Figure 1. Beta blockers reduced heart size compared to an increase in wall thickness and mass with placebo and an ACE inhibitor in the US Carvedilol Trials.
    Click to enlarge
    The beta blocker bisoprolol was associated with a 32% mortality reduction in the CIBIS II trial and metoprolol was associated with a 34% mortality reduction in the MERIT HF trial. Metoprolol adds about six months to survival. Beta blockers were initially used to reduce the energy demands of the failing heart, as the drugs are negatively chronotropic, inotropic, and lusotropic. However, beta blockers have recently been shown to also inhibit proliferative signaling. The growth signals mediated by beta adrenergic stimulation of the heart have been shown to be quite harmful to the heart. Figure 1 shows the reduction in heart size after four months in patients treated with a beta blocker compared to the increase in wall thickness and mass in patients treated with placebo and an ACE inhibitor in the US Carvedilol Trials.

    Figure 2. Mechanisms by which proliferative signaling can be activated by cross-overs from sympathetic signaling.
    Click to enlarge

    Figure 3.Classic proliferative signaling: the mitogenic MAP kinase pathway
    Click to enlarge
    Clearly, beta adrenergic stimulation must be thought of also in terms of modifying transcriptional regulation. It is very clear that there are many crossovers between functional signaling, the complicated signal transduction pathway that alters function of existing elements, and proliferative signaling that alters gene transcription. Figure 2 illustrates an example of classical functional signaling through sympathetic stimulation, which has at least five different mechanisms by which it can alter gene expression. Figure 3 illustrates an example of classical proliferative signaling, that is, the classic mitogenic MAP kinase pathway. Effective therapy must address both of these pathways. A beta blocker is potentially inhibiting mechanisms in the pathways and is thus potentially beneficial for the patient with heart failure.

    Spironolactone was surprisingly shown in the RALES trial to reduce mortality by 32% in patients with Class III-IV heart failure, adding about one year to their lifespan. The mechanism for this effect is not clear. An effect on oxygen free radicals has been proposed, but there is also an antiproliferative effect. Aldosterone has been shown to have a proliferative effect, and spironolactone blocks aldosterone from binding to its receptor. Endothelin blockers, not approved for clinical use, have been shown to improve long-term survival in an experimental model of heart failure. Interestingly, in the animals with a large myocardial infarction treated with an endothelin blocker there was less cell growth and less maladaptive hypertrophy.

    The clinical trials from the last ten years have shown that the signal transduction systems have negative effects and that blocking the neurohumoral responses is beneficial. Crossovers between the systems exist and must be addressed therapeutically. Current therapy for heart failure should include an ACE inhibitor or angiotensin receptor blocker to maintain myocardial function, a beta blocker to address the effects of the sympathetic nervous system, and spironolactone to block aldosterone. Perhaps an endothelin blocker and a vasopressin blocker will be shown to be beneficial in clinical heart failure. There may also be new drugs that block other maladaptive functions of the proliferative response.

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